Matt Dickstein
Business Attorney
Making legal matters easy and economical for your business.

39488 Stevenson Place #100, Fremont, CA 94539
510-796-9144. mattdickstein@hotmail.com. mattdickstein.com

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Securities Law

By Matt Dickstein

IMPORTANT NOTE -- I was a securities lawyer for many years, but I no longer represent companies in their offerings of securities.  I keep my prior articles on securities law available here, but I do not check whether they are current anymore, and I do not vouch for the accuracy of the articles.  Please consult with a practicing securities attorney before taking any action.

You might be interested in these articles that I have written:

Introduction to Private Offerings and Private Placements of Securities

Introduction to Federal Securities Exemptions

Introduction to Federal Regulation D

How to Find and Solicit Investors for a Private Offering of Securities

How a Management Company, General Partner or Broker Uses General Advertisements and Solicitations to Get Investors

Resale of Restricted Securities

When is a Promissory Note a Security?

4 Article Series -- Brokers and Finders in Securities Laws

1. Overview
2. Who is a Broker? – Definition
3. Broker Law for Employees and Directors Who Sell Your Stock
4. Finders

6 Article Series -- Private Real Estate Investment Funds

1. Overview
2. Legal Structure of the Fund
3. Manager Compensation
4. Side Letters and Preferential Terms
5. Securities Law
6. ERISA


Matt Dickstein, Business Attorney - 39488 Stevenson Place, Fremont CA 94539
(510) 796-9144      mattdickstein@hotmail.com     www.mattdickstein.com Google

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